anthropics/claude-for-financial-advisors.

alts-brief

Prepare a meeting-ready alternative-investments brief for a client, household, IRA, trust, or named account before a review: pulls the alts book from the alts platforms, iCapital, Addepar and CAIS (positions, NAV vs. commitment, called and unfunded amounts, contributions/distributions/subscriptions/redemptions, lockups, and the platform's own IRR/TVPI/DPI/RVPI) and sits it beside the liquid book and IPS target from the portfolio platform (Orion Connect, Addepar or Envestnet), then flags cash needed for capital calls, alts % vs. target, concentration, unfunded concentration, and stale as-of data. Cites the source platform on every figure. Does not recommend funds, forecast NAVs/IRRs, or simulate allocation changes. Triggers on "alts brief", "/alts-brief", "prep the [client]'s alts review", "what's going on with [client]'s PE/private investments", "how's [client] doing on their alts", or any request to review a household's alternative investment positions before a meeting.

compliance

Review any client-facing message or material (emails, letters, newsletters, social posts, website copy, presentations, performance reports, proposals) for compliance with SEC rules that govern investment advisers — the Marketing Rule (206(4)-1), fiduciary duty / antifraud provisions (206), Books and Records (204-2), and Reg BI / FINRA 2210 where broker-dealer activity applies. Produces a fail/flag/note markup, required disclosures, a books-and-records scratch-pad entry, and an archiving handoff reminder. Triggers on "compliance check", "/compliance", "is this compliant", "review this before I send it", "can I say this to a client", "check this email/post/deck". Use it whenever an advisor asks to check, review, or look over anything before it goes to a client or prospect — "check this before I send it", "look this over before it goes out" — even a routine note, because deciding that a message needs no changes is part of the review, not a reason to skip it.

estate-and-tax-brief

Prepare a meeting-ready estate and tax brief for a household: opens with what was discussed and actioned since the last meeting, in the CRM (Wealthbox/Redtail/Salesforce), pulls the estate plan from the estate platform (Wealth.com: structure, signed status per document, balance sheet) plus the prior-year tax look-back and that year's tax constants, and cross-checks that against account titling and beneficiaries at the custodian, portfolio and alts platforms (Orion Connect/Addepar/CAIS/iCapital), surfacing unfunded trusts, titling mismatches and beneficiary gaps as prioritized flags. The only write is optional advisor-approved CRM follow-up tasks, shown for approval first. Never drafts trust language, gives legal advice, retitles an account or changes a beneficiary. Triggers on "estate brief", "estate meeting brief", "estate and tax brief", "estate plan review for [client]", "check [client]'s trust funding", "are [client]'s beneficiaries up to date", or "does [client]'s estate plan match their accounts".

portfolio-rebalance-review

Run a portfolio review for a client or household — performance pulled from the connected portfolio platform (Orion Connect, Addepar or Envestnet/Tamarac), allocation drift analysis vs. IPS or model portfolio, model-portfolio mapping, rebalance preparation with tax-aware rebalance opportunities to consider, and a rebalance rationale memo for the compliance file. Triggers on "portfolio review", "/portfolio-rebalance-review", "drift analysis", "rebalance [client]", "how is [client]'s portfolio positioned", "rebalance rationale", or "map [client] to a model".

post-meeting

Turn a client meeting into next-best-action follow-up for a financial advisor — no drafting required. Given a meeting from the meeting-intelligence tool or the CRM (for example Zocks or Wealthbox), or a pasted transcript, finds the right household, drafts a CRM note plus the action items and opportunities it heard, shows them all in one batch for approval, then writes what's approved and offers to file the record in the firm's document store. Triggers on "log the meeting", "log my meeting with [client]", "meeting follow-up", "post meeting", "/post-meeting", or "follow up on my meeting with [client]".

pre-meeting

Prepare a complete client review meeting prep document for a financial advisor, for whatever timeframe the review covers (quarterly, annual, ad hoc). Given a household name or email and a timeframe, pulls CRM context (Salesforce, Redtail or Wealthbox), portfolio data (Orion Connect, Addepar or Envestnet/Tamarac), estate & tax status from the estate platform (Wealth.com), meeting notes from the meeting-intelligence tool (Zocks) or the CRM, recent correspondence (Gmail or Outlook), and the household's plan snapshot from the planning platform (MoneyGuide), then assembles a meeting-ready prep doc with agenda, talking points, and action items. Triggers on "pre meeting", "/pre-meeting", "prep for [client]", "quarterly review prep", "get me ready for my meeting with [client]", or "client meeting tomorrow".

prospect-intake

Start a new prospect's intake, with or without their files in hand — a request naming a new prospect and attaching no documents is a normal starting point, because Step 1 searches the connected tools or asks the advisor to upload. Cleans and normalizes their account files (statements, exports, screenshots) into a consolidated view, then hands back a plain-English prospect summary, a detailed analyst handoff the full proposal gets built from, and a friendly "what to expect" memo, offered as an email draft on approval. Does not produce the proposal, recommend an allocation, or quote fees. Triggers on "prospect intake", "/prospect-intake", "new prospect intake", "clean up [prospect]'s statements", "process [prospect]'s files", "what to expect note for [prospect]" — and on how an advisor raises a new prospect before any file exists: "I met with a potential client/customer", "[name] is interested in becoming a client", "I have a new prospect", "how should I proceed with [name]".